The "Series 63: Uniform Securities Agent" LEM prepares representatives for registration as uniform securities agents with their states. The Series 63, in addition to a Series 6 or 7, qualifies an individual to sell securities and is designed to identify the unique registration issues and prohibited practices defined by the Uniform Securities Act (USA). It presents numerous case studies and examples to clarify complex legal language.
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The "Series 63: Uniform Securities Agent" LEM prepares representatives for registration as uniform securities agents with their states. The Series 63, in addition to a Series 6 or 7, qualifies an individual to sell securities and is designed to identify the unique registration issues and prohibited practices defined by the Uniform Securities Act (USA). It presents numerous case studies and examples to clarify complex legal language.
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Add this copy of Series 63 License Exam Manual to cart. $27.51, good condition, Sold by HPB-Red rated 5.0 out of 5 stars, ships from Dallas, TX, UNITED STATES, published 2007 by Kaplan Publishing.
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Add this copy of Series 63 License Exam Manual (Uniform Securities Agent to cart. $14.50, good condition, Sold by The Book Cellar rated 4.0 out of 5 stars, ships from Nashua, NH, UNITED STATES, published 2007 by Kaplan Publishing.
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Add this copy of Series 63 License Exam Manual to cart. $49.81, good condition, Sold by Bonita rated 4.0 out of 5 stars, ships from Newport Coast, CA, UNITED STATES, published 2007 by Kaplan Publishing.
