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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions - Chiu, Iris H-Y
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This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to ...

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Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions 2018, Hart Publishing, New York

ISBN-13: 9781509920099

Trade paperback

Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions 2015, Hart Publishing, New York

ISBN-13: 9781849465250

Hardcover