Mastering Series 27: Financial and Operations Principal Exam Prep Table of Contents Chapter 1: Introduction to Series 27 Exam.. 1 Chapter 2: Regulatory Framework and Industry Standards. 5 Chapter 3: Firm Operations and Recordkeeping. 10 Chapter 4: Capital and Margin Requirements. 15 Chapter 5: Customer Protection and Investor Education. 20 Chapter 6: Trading and Market Regulation. 25 Chapter 7: Financial Responsibility Rules. 29 Chapter 8: Supervision and Compliance. 34 Chapter 9: Business Expansion and Acquisitions. ...
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Mastering Series 27: Financial and Operations Principal Exam Prep Table of Contents Chapter 1: Introduction to Series 27 Exam.. 1 Chapter 2: Regulatory Framework and Industry Standards. 5 Chapter 3: Firm Operations and Recordkeeping. 10 Chapter 4: Capital and Margin Requirements. 15 Chapter 5: Customer Protection and Investor Education. 20 Chapter 6: Trading and Market Regulation. 25 Chapter 7: Financial Responsibility Rules. 29 Chapter 8: Supervision and Compliance. 34 Chapter 9: Business Expansion and Acquisitions. 39 Chapter 10: Ethics and Professional Conduct 43 Chapter 11: Series 27 Practice Exams. 47 Chapter 12: Series 27 Exam Tips and Test-Taking Strategies. 54 Chapter 13: Final Exam Preparation and Test Day Tips. 61 Chapter 14: Series 27 - FAQ and Additional Resources. 65 Chapter 15: Series 27 - Mock Exam and Review.. 69
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Fine. Trade paperback (US). Glued binding. 80 p. In Stock. 100% Money Back Guarantee. Brand New, Perfect Condition, allow 4-14 business days for standard shipping. To Alaska, Hawaii, U.S. protectorate, P.O. box, and APO/FPO addresses allow 4-28 business days for Standard shipping. No expedited shipping. All orders placed with expedited shipping will be cancelled. Over 3, 000, 000 happy customers.
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New. Trade paperback (US). Glued binding. 80 p. In Stock. 100% Money Back Guarantee. Brand New, Perfect Condition, allow 4-14 business days for standard shipping. To Alaska, Hawaii, U.S. protectorate, P.O. box, and APO/FPO addresses allow 4-28 business days for Standard shipping. No expedited shipping. All orders placed with expedited shipping will be cancelled. Over 3, 000, 000 happy customers.
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Fine. Trade paperback (US). Glued binding. 80 p. In Stock. 100% Money Back Guarantee. Brand New, Perfect Condition, allow 4-14 business days for standard shipping. To Alaska, Hawaii, U.S. protectorate, P.O. box, and APO/FPO addresses allow 4-28 business days for Standard shipping. No expedited shipping. All orders placed with expedited shipping will be cancelled. Over 3, 000, 000 happy customers.
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New. Trade paperback (US). Glued binding. 80 p. In Stock. 100% Money Back Guarantee. Brand New, Perfect Condition, allow 4-14 business days for standard shipping. To Alaska, Hawaii, U.S. protectorate, P.O. box, and APO/FPO addresses allow 4-28 business days for Standard shipping. No expedited shipping. All orders placed with expedited shipping will be cancelled. Over 3, 000, 000 happy customers.
