The third edition of this practical text has been fully revised to show how compliance with the Financial Services and Market Act 2000 may best be achieved. It takes practitioners who are not authorized by the Financial Services Authority through the regime and illustrates the practical application of the changes within individual departments of a solicitors' firm. The handbook includes updated reference material and provides straightforward guidance that explains: the new financial services regime; the definition of ...
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The third edition of this practical text has been fully revised to show how compliance with the Financial Services and Market Act 2000 may best be achieved. It takes practitioners who are not authorized by the Financial Services Authority through the regime and illustrates the practical application of the changes within individual departments of a solicitors' firm. The handbook includes updated reference material and provides straightforward guidance that explains: the new financial services regime; the definition of regulated activities; exclusions; exempt regulated activities; The Law Society's "scope" rules; The Law Society's "conduct of business rules"; obligations for authorized firms in respect of their non-mainstream activities; financial promotions; and the application of the rules and regulations.
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Seller's Description:
This is an ex-library book and may have the usual library/used-book markings inside. This book has soft covers. In good all round condition. Please note the Image in this listing is a stock photo and may not match the covers of the actual item, 550grams, ISBN: 9781853288050.
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Seller's Description:
This is an ex-library book and may have the usual library/used-book markings inside. This book has soft covers. Clean from markings In good all round condition. Please note the Image in this listing is a stock photo and may not match the covers of the actual item, 650grams, ISBN: 9781853288050.
Choose your shipping method in Checkout. Costs may vary based on destination.
Seller's Description:
This is an ex-library book and may have the usual library/used-book markings inside. This book has soft covers. Clean from markings. In good all round condition. Please note the Image in this listing is a stock photo and may not match the covers of the actual item, 550grams, ISBN: 9781853288050.
Choose your shipping method in Checkout. Costs may vary based on destination.
Seller's Description:
Good. Ships from UK in 48 hours or less (usually same day). Your purchase helps support Sri Lankan Children's Charity 'The Rainbow Centre'. Ex-library, so some stamps and wear, but in good overall condition. 100% money back guarantee. We are a world class secondhand bookstore based in Hertfordshire, United Kingdom and specialize in high quality textbooks across an enormous variety of subjects. We aim to provide a vast range of textbooks, rare and collectible books at a great price. Our donations to The Rainbow Centre have helped provide an education and a safe haven to hundreds of children who live in appalling conditions. We provide a 100% money back guarantee and are dedicated to providing our customers with the highest standards of service in the bookselling industry.
